Ellis Bates

Business Details

26 Years

experience

Independent Chartered Financial Advisers in London

Ellis Bates is a UK-wide financial advisory firm committed to delivering fair, transparent, and dependable financial planning solutions. Established to address the need for accessible, high-quality financial advice, we combine decades of industry expertise with a client-first philosophy. Our team of Chartered financial advisers specialises in pension planning, retirement advice, wealth management, and business owner solutions, ensuring tailored strategies that align with individual client goals. As an independent firm regulated by the Financial Conduct Authority, we adhere to the highest professional standards while maintaining a whole-of-market approach to investment and insurance products. Our holistic methodology begins with understanding each client's unique circumstances, enabling us to develop realistic, long-term financial plans.

With a network of advisers across the UK, we provide nationwide access to expert guidance through face-to-face meetings, digital tools, and ongoing portfolio reviews. Our Chartered status reflects our commitment to ethical practices, continuous professional development, and exceptional service quality. By eliminating hidden fees and maintaining transparent pricing structures, we foster trust through clarity and accountability. Ellis Bates's collaborative approach ensures clients receive comprehensive support at every stage of their financial journey, from initial consultations to regular progress reviews. Our proven track record of merging traditional values with modern financial solutions positions us as a trusted partner for individuals and businesses seeking secure financial futures.

Services

Pension Planning Retirement Advice Wealth Management Mortgage Advice Business Owner Solutions

Details

Year established: 2000

Highlights and features

Chartered status demonstrates our adherence to the highest professional standards
Nationwide network of experienced financial advisers
Transparent fee structures with no hidden charges
Client-centric approach prioritising individual financial goals
Whole-of-market investment solutions tailored to personal circumstances

Associations and certifications

Financial Conduct Authority
Chartered Institute for Securities & Investment

What people say

Transparent fee structures Professional expertise Personalised solutions Regular portfolio reviews Chartered status

Website

Update Listing

Services

Pension Planning

Our pension planning service helps clients build and manage retirement savings through tailored strategies. We assess individual circumstances to recommend suitable pension types, contribution levels, and investment options. With expertise in both defined benefit and defined contribution schemes, we ensure optimal retirement outcomes while considering tax efficiency and regulatory requirements.

Wealth Management

Wealth management services focus on growing and preserving client assets through diversified investment strategies. Our advisers create customised portfolios aligned with risk tolerance and financial goals, incorporating tax-efficient vehicles and estate planning considerations. Regular reviews ensure ongoing alignment with changing personal circumstances and market conditions.

Retirement Advice

Our retirement advice service covers income planning, pension drawdown strategies, and sustainable withdrawal rates. We help clients transition from accumulation to decumulation phases, optimising state pension entitlements and private retirement funds. Comprehensive cashflow modelling ensures financial security throughout retirement years.

Mortgage Advice

Mortgage advisory services cover residential and buy-to-let financing options across the UK. We evaluate clients' borrowing capacity, recommend suitable mortgage products, and assist with remortgaging strategies. Our whole-of-market approach ensures access to competitive rates while considering long-term financial implications.

Business Owner Solutions

Tailored financial solutions for business owners address succession planning, corporate pensions, and asset protection. We help entrepreneurs manage business-related wealth, implement tax-efficient structures, and plan for exit strategies. Our services integrate personal and corporate financial objectives to ensure comprehensive wealth management.

People

Marcus Bolitho

Chief Marketing Officer

Marcus Bolitho brings extensive financial services marketing experience to Ellis Bates. With over 15 years in senior marketing roles across investment firms, he specialises in developing client-centric communication strategies that enhance brand visibility while maintaining regulatory compliance.

Will Gold

Head of Communications

Will Gold oversees Ellis Bates's external communications strategy. His background in financial journalism and corporate communications enables effective stakeholder engagement. He ensures consistent messaging across all platforms while maintaining the firm's professional reputation and market presence.

Questions

What makes Shackleton different from other financial advisers?

Our Chartered status, transparent fee structures, and client-first approach distinguish us. We combine decades of expertise with a whole-of-market perspective to deliver tailored financial solutions across the UK.

Are Shackleton's services available nationwide?

Yes, we operate throughout the UK with local advisers in multiple locations. Our digital tools and nationwide network ensure accessible financial planning services regardless of client location.

How does Shackleton charge for its services?

We maintain transparent fee structures with no hidden charges. Costs depend on service complexity and are clearly communicated during initial consultations, ensuring complete pricing clarity from the outset.

What qualifications do Shackleton's advisers hold?

All advisers are fully qualified professionals with minimum Level 4 certifications. Many hold advanced qualifications, while the firm's Chartered status demonstrates our collective commitment to the highest industry standards.

Can Shackleton help with pension transfers?

Yes, our specialists assess pension transfer opportunities considering tax implications, investment options, and long-term benefits. We ensure compliance with FCA regulations while optimising retirement outcomes for clients.

How often are financial plans reviewed?

We recommend annual reviews but provide ongoing monitoring through digital portals. Significant life changes or market developments trigger additional reviews to maintain plan relevance and effectiveness.

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Reviews (5)

Write a Review

Tony Mayes

Jun 21, 2022 Report

I cannot believe all these good reviews are real. I was contacted following an enquiry and felt like I was being barked at. The lady told me she was NOt a financial advisor and then went on to tell me all about my pensions based an a few details of which I was not even sure. I informed her my pensions say deferred and she told me this meant that they are Final salary which is apparently incorrect and it just means they are deferred to a later date.

Once they knew the particular Pension I was talking about were under 40K (I have 5 pensions of varying value) totally lost interest and started to fob me off. Call felt intimidating and rude, also during the call. Before it had even ended I received an email saying sorry we couldn't help you. Totally unprofessional and a waste of time.

Allan Hansen

Jun 09, 2022 Report

We have recently gone through the process of updating our wills with some important changes. Michelle Barker has overseen the process with professionalism and efficiency, we had good communication throughout along with courteous service. We would happily recommend Michelle for any estate planning.

Alison Jose

Mar 24, 2022 Report

We found our dealings with Mark Chandler were second to none as he was very approachable extremely helpful efficient and very easy to talk to. We would have no quarms about using his services again. Thank you.

Brian Shepherd

Dec 11, 2021 Report

Ellis Bates has been looking after my pension fund and other investments for well over 20 years, they have been thoroughly professional and responsive to my financial needs and long term estate planning. Mark Chandler has been our adviser for 7 years, and has become our most trusted adviser and friend, and would be one of the first people we would call if we won the lottery!

Audrey Miller

Dec 07, 2021 Report

Ben Clapham has been looking after our portfolio for a few years now and we are very pleased with the level of service and commitment from him. Even during the pandemic he has kept in touch and reviewed our needs. A quick mention for Kim Gill, who is always friendly, helpful and courteous. We are very pleased with Ellis Bates.